Financial Regulation
Our Financial Regulation team provides advice and defence services for commercial clients and individual directors.
More about Financial Regulation
We support businesses and individuals with investigations, interviews and prosecutions.
We have expertise in fraud and business crime, private prosecutions, road traffic offences and insolvency.
We have experience of handling cases involving HMRC, the Serious Fraud Office (SFO), Financial Conduct Authority (FCA), DVSA, the Traffic Commissioner, Information Commissioners Office (ICO), police, the National Crime Agency and the Insolvency Service.
Relevant Experience:
Defending financial crime.
Advising on director's duties, disqualified directors and shadow directors.
Representing a client charged with a boiler room fraud and associated breaches of Financial Services and Markets Act 2000.
Successfully defending in Operation Challenger, a conspiracy to defraud brought by DVSA. The conspiracy alleged a wide spread tachograph fraud and associated regulatory breaches of driver's hours.
Advising a company in relation to a Gangmaster Licensing Authority investigation.
Successfully defending a prosecution brought by the Security Industry Authority alleging regulatory breaches prosecuted as a conspiracy to use false instruments.
Defending cases brought by the Insolvency service for Fraudulent Trading and carrying out Collective Investment Schemes.
Representing clients facing prosecutions brought by HMRC and defending many VAT frauds and Cheat the Revenue cases.
Relevant Experience:
Defending financial crime.
Advising on director's duties, disqualified directors and shadow directors.
Representing a client charged with a boiler room fraud and associated breaches of Financial Services and Markets Act 2000.
Successfully defending in Operation Challenger, a conspiracy to defraud brought by DVSA. The conspiracy alleged a wide spread tachograph fraud and associated regulatory breaches of driver's hours.
Advising a company in relation to a Gangmaster Licensing Authority investigation.
Successfully defending a prosecution brought by the Security Industry Authority alleging regulatory breaches prosecuted as a conspiracy to use false instruments.
Defending cases brought by the Insolvency service for Fraudulent Trading and carrying out Collective Investment Schemes.
Representing clients facing prosecutions brought by HMRC and defending many VAT frauds and Cheat the Revenue cases.
Our dedicated Regulatory team
Contact Us
If you have an enquiry then please fill in your details and someone will contact you.
0800 988 5124 - Monday - Friday: 09:00 - 17:00
Please note that our offices will be closed from midday, Friday 20th December 2024
The offices will be open as usual on Monday 23rd December 2024.
The offices will then be closed from Tuesday 24th December through to Wednesday 1st January (inc), reopening as usual from 2nd January 2025.
The emergency contact number during this time is - 01772 220022 or 01254 675050.